Legal and compliance is an important part of all businesses and organizations. Legal
and compliance professionals create, employ, sustain and monitor the compliance effort and
make sure all departments of organizations are abiding by the relevant laws and regulations.
Materi Pokok
- Key legal drivers for ethics and compliance training
- SOX
- NYSE & NASDAQ Governance requirements
- Federal Sentencing guidelines
- GEOTHERMAL laws
- SKPP
- SKPI
- Policies
- Compliance Dangers
- Court Tie-Ups
- Whistleblower
- Background Check
- Key business drivers for ethics and compliance training
- Recommended elements of an effective program
- Code of conduct training – core of any meaningful ethics and compliance program
- Insider Trading Training
- Training methodologies
- Understanding the online option
- Best practices for success
